SHANGHAI, Could 9 (Reuters) - The China Securities Regulatory Fee (CSRC) granted
licenses to 5 overseas establishments in April, permitting them to purchase Chinese language shares and bonds
beneath the Certified Overseas Institutional Investor (QFII) scheme.
The licenses have been awarded to Prescient Funding Administration, Dongbu Asset Administration Co,
Janus Capital Administration LLC, Mizuho Asset Administration Co and Henderson World Buyers Ltd, the
CSRC stated on its web site.
China has been stepping up efforts to increase the QFII program, which it launched in 2003 to
enable overseas traders to purchase Chinese language securities, as a part of a broader reform of the nation's
monetary markets. It lately raised the whole most QFII quota by $50 billion to $80
billion, and has vowed to hurry up approval procedures.
China has to date granted QFII licenses to 163 overseas traders and 129 of them had obtained
mixed quotas of $25.19 billion from the nation's overseas trade regulator as of April 16.
(* denotes modifications)
No. QFII Identify Obtained QFII Standing Quota
1 UBS AG 5/23/2003 790
2 Nomura Securities Co.,Ltd. 5/23/2003 350
3 Morgan Stanley & Co. Worldwide Restricted 6/5/2003 400
4 Citigroup World Markets Restricted 6/5/2003 550
5 Goldman, Sachs & Co. 7/4/2003 300
6 Deutsche Financial institution Aktiengesellschaft 7/30/2003 400
7 The Hong Kong and Shanghai Banking Company 8/4/2003 400
Restricted
8 ING Financial institution N.V. 9/10/2003 400
9 JPMorgan Chase Financial institution, Nationwide Affiliation 9/30/2003 150
10 Credit score Suisse (Hong Kong) Restricted 10/24/2003 500
11 Commonplace Chartered Financial institution (Hong Kong) Restricted 12/11/2003 75
12 Nikko Asset Administration Co.,Ltd. 12/11/2003 450
13 Merrill Lynch Worldwide 4/30/2004 300
14 Grasp Seng Financial institution Restricted 5/10/2004 100
15 Daiwa Securities Capital Markets Co.,Ltd. 5/10/2004 50
16 Lehman Brothers Worldwide (Europe) 7/6/2004 200
17 Invoice & Melinda Gates Basis 7/19/2004 300
18 INVESCO Asset Administration Restricted 8/4/2004 350
19 The Royal Financial institution of Scotland N.V. 9/2/2004 175
20 Société Générale 9/2/2004 50
21 Barclays Financial institution PLC 9/15/2004 400
22 Commerzbank AG 9/27/2004 75
23 Fortis Financial institution NV-SA 9/29/2004 500
24 BNP Paribas 9/29/2004 200
25 Energy Company of Canada 10/15/2004 50
26 Credit score Agricole Company and Funding Financial institution 10/15/2004 75
27 Goldman Sachs Asset Administration Worldwide 5/9/2005 500
28 Martin Currie Funding Administration Ltd 10/25/2005 120
29 Authorities of Singapore Funding Company 10/25/2005 400
Pte Ltd
30 PineBridge Funding LLC 11/14/2005 150
31 Temasek Fullerton Alpha Investments Pte Ltd 11/15/2005 300
32 JF Asset Administration Restricted 12/28/2005 375
33 The Dai-ichi Life Insurance coverage FirmRestricted 12/28/2005 200
34 DBS Financial institution Ltd 2/13/2006 100
35 AMP Capital Buyers Restricted 4/10/2006 300
36 The Financial institution of Nova Scotia 4/10/2006 150
37 KBC Monetary Merchandise UK Restricted 4/10/2006 20
38 La Compagnie Financiere Edmond de Rothschild 4/10/2006 200
Banque
39 Yale College 4/14/2006 150
40 Morgan Stanley Funding Administration Inc. 7/7/2006 450
41 Prudential Asset Administration (Hongkong) Restricted 7/7/2006 300
42 Stanford College 8/5/2006 100
43 GE Asset Administration Included 8/5/2006 300
44 United Abroad Financial institution Restricted 8/5/2006 50
45 Schroder Funding Administration Restricted 8/29/2006 300
46 HSBC World Asset Administration (Hong Kong) Restricted 9/5/2006 450
47 Mizuho Securities Co.,Ltd 9/5/2006 50
48 UBS World Asset Administration (Singapore) Ltd 9/25/2006 250
49 Sumitomo Mitsui Asset Administration Firm, 9/25/2006 350
Restricted
50 Norges Financial institution 10/24/2006 700
51 Pictet Asset Administration Restricted 10/25/2006 100
52 The Trustees of Columbia College within the Metropolis 3/12/2008 100
of New York
53 Prudential Asset Administration Co.,Ltd. 4/7/2008 0
54 Robeco Institutional Asset administration B.V. 5/5/2008 150
55 State Avenue World Advisors Asia Restricted 5/16/2008 50
56 Platinum Funding Firm Restricted 6/2/2008 150
57 KBC Asset Administration N.V. 6/2/2008 210
58 Mirae Asset World Investments Co., Ltd. 7/25/2008 250
59 ACE INA Worldwide Holdings, Ltd. 8/5/2008 150
60 Caisse de dépt et placement du Québec 8/22/2008 200
61 President and Fellows of Harvard Faculty 8/22/2008 200
62 Samsung Funding Belief Administration Co., Ltd. 8/25/2008 300
63 AllianceBernstein Restricted 8/28/2008 150
64 Oversea-Chinese language Banking Company Restricted 8/28/2008 150
65 First State Funding Administration (UK) Restricted 9/11/2008 120
66 DAIWA Asset Administration Co. 9/11/2008 200
67 Shell Asset Administration Firm B.V. 9/12/2008 0
68 T. Rowe Value Worldwide, Inc. 9/12/2008 110
69 Credit score Suisse AG 10/14/2008 300
70 UOB Asset Administration Ltd 11/28/2008 50
71 ABU Dhabi Funding Authority 12/3/2008 200
72 Allianz World Buyers Luxembourg S.A. 12/16/2008 100
73 Capital Worldwide, Inc. 12/18/2008 100
74 Mitsubishi UFJ Morgan Stanley Securities Co., 12/29/2008 100
Ltd.
75 Hanwha Funding Belief Administration Co., Ltd. 2/5/2009 138
76 Rising Markets Administration, L.L.C. 2/10/2009 50
77 DWS Funding S.A. 2/24/2009 200
78 The Korea Growth Financial institution 4/23/2009 100
79 Woori Financial institution Co., Ltd 5/4/2009 50
80 Financial institution Negara Malaysia 5/19/2009 200
81 Lloyd George Administration (Hong Kong) Restricted 5/27/2009 50
82 Templeton Funding Counsel, LLC 6/5/2009 200
83 BEA Union Funding Administration Restricted 6/18/2009 100
84 The Sumitomo Belief & Banking Co., Ltd. 6/26/2009 50
85 Korea Funding Belief Administration Co., Ltd 7/21/2009 100
86 Baring Asset Administration Restricted 8/6/2009 200
87 Ashmore Funding Administration Restricted 9/14/2009 200
88 BNY Mellon Asset Administration Worldwide 11/6/2009 150
Restricted
89 Manulife Asset Administration (Hong Kong) Restricted 11/20/2009 200
90 Nomura Asset Administration CO., LTD 11/23/2009 200
91 Tongyang Asset Administration Corp. 12/11/2009 100
92 Royal Financial institution of Canada 12/23/2009 100
93 Aviva Buyers World Providers Restricted 12/28/2009 100
94 Ivy Funding Administration Firm 2/8/2010 100
95 DIAM Co., Ltd. 4/20/2010 100
96 OFI Asset Administration 5/21/2010 150
97 Aberdeen Asset Administration Asia Restricted 7/6/2010 200
98 KB Asset Administration Co., Ltd. 8/9/2010 100
99 Constancy Investments Administration (Hong Kong) 9/1/2010 150
Restricted
100 Legg Mason Investements (Europe) Restricted 10/8/2010 100
101 Hong Kong Financial Authority 10/27/2010 300
102 Fubon Securities Funding Belief Co. Ltd. 10/29/2010 100
103 Capital Securities Funding Belief Company 10/29/2010 100
104 BMO Investments Inc. 12/6/2010 100
105 Financial institution Julius Bear & Co.,Ltd 12/14/2010 100
106 KTB Asset Administration Co.,Ltd 12/28/2010 100
107 Lyxor Asset Administration 2/16/2011 100
108 Polaris Worldwide Securities Funding Co. 3/4/2011 100
Ltd.
109 Assicurazioni Generali S.p.A. 3/18/2011 100
110 Banco Bilbao Vizcaya Argentaria, S.A. 5/6/2011 100
111 Cathay Securities Funding Belief Co., Ltd. 6/9/2011 100
112 Fuh Hwa Securities Funding Belief Co. Ltd. 6/9/2011 100
113 Comgest S.A. 6/24/2011 100
114 Amundi Hong Kong Restricted 7/14/2011 100
115 BlackRock Institutional Belief Firm, N.A. 7/14/2011 N/A
116 Grantham, Mayo, Van Otterloo & Co.LLC 8/9/2011 100
117 Financial Authority of Singapore 10/8/2011 100
118 China Life Insurance coverage Co., Ltd.Taiwan 10/26/2011 100
119 Shin Kong Life Insurance coverage Co., Ltd. 10/26/2011 100
120 Princeton College 11/25/2011 50
121 Shinko Asset Administration Co., Ltd. 11/25/2011 100
122 Canada Pension Plan Funding Board 12/9/2011 100
123 Van Eck Associates Company 12/9/2011 N/A
124 Hansberger World Buyers, Inc. 12/13/2011 N/A
125 EARNEST Companions LLC 12/13/2011 N/A
126 Financial institution of Thailand 12/16/2011 300
127 Kuwait Funding Authority 12/21/2011 300
128 Northern Belief World Investments Restricted 12/21/2011 N/A
129 Taiwan Life Insurance coverage Co., Ltd. 12/21/2011 100
130 The Financial institution of Korea 12/21/2011 300
131 Ontario Academics' Pension Plan Board 12/22/2011 100
132 Korea Funding Company 12/28/2011 200
133 Russell Investments Eire Restricted 12/28/2011 N/A
134 Metzler Asset Administration GmbH 12/31/2011 N/A
135 HI Asset Administration Co., Restricted. 12/31/2011 100
136 Shinhan BNP Paribas Asset Administration Co., Ltd. 1/5/2012 100
137 Stichting Pensioenfonds voor Huisartsen 1/5/2012 60
138 Nationwide Pension Service (South Korea) 1/5/2012 100
139 Mercuries Life Insurance coverage Co,Ltd 1/30/2012 N/A
140 Prudential Monetary Securities Funding Belief 1/31/2012 N/A
Enterprise
141 Principal World Buyers LLC 1/31/2012 N/A
142 Hospital Authority Provident Fund Scheme (HK) 1/31/2012 100
143 TransGlobe Life Insurance coverage Inc. 2/3/2012 N/A
144 Public Mutual Berhad 2/3/2012 N/A
145 Meiji Yasuda Asset Administration Firm Ltd. 2/27/2012 N/A
146 Cathay Life Insurance coverage Co., LTD. 2/28/2012 150
147 Sumitomo Mitsui Banking Company 2/28/2012 N/A
148 Fubon Life Insurance coverage Co. Ltd 3/1/2012 N/A
149 American Worldwide Assurance Co Ltd 3/5/2012 N/A
150 Neuberger Berman Europe Restricted 3/5/2012 100
151 Khazanah Nasional Berhad 3/7/2012 250
152 Capital Analysis and Administration Firm 3/9/2012 N/A
153 Tokio Marine Asset Administration Co Ltd 3/14/2012 N/A
154 Hana Daetoo Securities Co,Ltd 3/29/2012 N/A
155 Genesis Asset Managers,LLP 3/30/2012 N/A
156 Metropolis of London Funding Administration Co Ltd 3/30/2012 N/A
157 JPMorgan Asset Administration (UK) Ltd 3/30/2012 N/A
158 Okasan Asset Administration Co Ltd 3/30/2012 N/A
*159 Prescient Funding Administration Pty, Ltd 4/18/2012 N/A
*160 Dongbu Asset Administration Co.,Ltd 4/20/2012 N/A
*161 Janus Capital Administration LLC 4/20/2012 N/A
*162 Mizuho Asset Administration Co., Ltd 4/26/2012 N/A
*163 Henderson World Buyers Restricted 4/28/2012 N/A
N/A: not obtainable
Sources: China Securities Regulatory Fee; State Administation of Overseas Trade.
Figures for licences are as of finish of April. Figures for quotas are as of April 16 and in
million U.S. {dollars}.
(Compiled by Samuel Shen and Jason Subler; Modifying by Ryan Woo)from WordPress https://ift.tt/32zrKDi
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